Insights from a Regulator into the application of Machine Learning and AI to enhance compliance

Scott W. Bauguess is the Acting Director and Chief Economist at the Division of Economic and Risk Analysis (“DERA”) from the US Securities and Exchange Commission (“SEC”). He recently gave a Keynote speech: “The Role of Big Data, Machine Learning, and AI in Assessing Risk: A Regulatory Perspective”, that many people missed. In it he covered how the SEC is taking advantage of these technologies, and more importantly where they are not, at least not yet.

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Topics: Anti-Money Laundering, Compliance, Automation, Machine Learning

RegTech Power: eDNA™ and IdentityLink API™  in a Simple (Yet Powerful) Widget

In version 1.24 of the IdentityMind platform, we introduced the concept of a risk and compliance dashboard. Our new dashboards were designed to help you improve operations by providing a quick overview of the operational aspects of the risk and compliance efforts that you are most focused on.

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Topics: Automation, RegTech, eDNA, Risk Management

Panel Discussion - The Present and Future of RegTech

On August 25th, IdentityMind. in conjunction with the Lending Times, hosted a panel discussion in San Francisco, California. The panel was focused on the adoption of RegTech and how it can help companies as they scale. Here’s a look into what was discussed.

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Topics: Automation, RegTech

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